• Opening Meeting: Kick-off session with auditor, scope confirmation, and logistics coordination

• Document Review: Comprehensive examination of all security documentation and evidence

• Staff Interviews: Structured discussions with employees across all organizational levels

• Technical Testing: Hands-on verification of security controls and system configurations

• Site Inspection: Physical security assessment of facilities and infrastructure

• Process Verification: Observation of operational security processes in action

 

Assessment Methodology:

• Sampling Approach: Statistical sampling of controls and evidence across the organization

• Interview Techniques: Structured questioning to verify understanding and implementation

• Technical Verification: Direct testing of security controls and configurations

• Evidence Collection: Systematic gathering and documentation of compliance proof points

• Findings Documentation: Real-time recording of observations and non-conformities

 

Auditor Evaluation Criteria:

• Implementation: Is the control properly implemented?

• Effectiveness: Does the control achieve its intended purpose?

• Sustainability: Can the control be maintained over time?

• Maturity: Does the control meet required maturity level (3 or higher)?

 

Key Deliverables:

• Official assessment report with detailed findings

• Non-conformity reports with specific remediation requirements

• Certification recommendation (Pass/Conditional Pass/Fail)

• Improvement opportunities and best practice recommendations

• Certification validity period and maintenance requirements

 

Result: Official assessment report with certification outcome